Before you message me, be willing to provide answers for sample questions for FREE( everyone says I can do it and then not correct answers )
Expert finance only
Topic 1:Ethics and the client relationship
The financial advice process
Stakeholders and their roles in financial advice
Ethical and professional conduct
Financial planners and fiduciary relationships
Legislated ‘client best interests’ requirement
Establishing ethical client-adviser relationships
FASEA Code of Ethics and Code Monitoring
Topic 2:Introduction to the regulatory environment
What is compliance?
Legislation, regulation and regulators
Disclosure documents: FSG, PDS, SOA
Application of the Corporations Act to the advice process
The legal requirements for individual and licensee
AML/CTF legislation
Privacy legislation
Topic 3:Financial Advice, the economic environment and gathering
information
Economic environment and financial advice
Monetary and fiscal policy
Business cycle
Economic Indicators
Gathering client data and determining needs & goals
Collecting information from clients & setting goals
Topic 4:Developing and presenting the financial plan
Developing and presenting the financial plan
Cash flow and debt management
Types of credit, debt and bankruptcy
Topic 5: Asset allocation and Investments (Part A)
Asset Allocation
Risk tolerance
Investment management
Property Investment
Home Ownership
Risk Management
Leveraged Investments
Topic 5: Asset allocation and Investments (Part B)
Asset Allocation
Risk tolerance
Investment management
Property Investment
Home Ownership
Risk Management
Leveraged Investments
Topic 6: Intro to Superannuation, insurance and retirement planning
Superannuation
Retirement planning
Life insurance
Topic 7: Taxation
Taxation in financial planning
Topic 8: Social security
Social security in financial planning
Topic 9: Estate planning
Estate planning in financial planning
Topic 10: Implementing, monitoring and reviewing the financial advice
Implementing the financial advice
Monitoring and reviewing the financial advice
Documentation, file notes, due diligence and other compliance processes
Managing the ongoing relationship
Conflict resolution
Topic 11: Communication with client & Exam revision
How to create and build trust
Body Language and other non-verbal forms of communication
Interpersonal communication skills
The importance of body language